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Writer's pictureKen Philips

Weekly Market Update: VIX Outlook and Potential Warning Signs





Market Overview

Global equity markets presented a mixed picture as the week commenced. The Dow Jones Industrial Average and the Russell 2000 continued their upward momentum, while technology-focused indices like the NASDAQ Composite and the S&P 500 showed relative underperformance. Notably, the Philadelphia Semiconductor Index (SOX), a key barometer for the technology sector and often a leading indicator for broader market trends, has exhibited signs of weakness. This divergence raises caution among market participants.


Key Market Indicators (Closing Values on November 25, 2024)

  • Dow Jones Industrial Average (DOW): 447.56

  • NASDAQ Composite (NASDAQ): 506.59

  • Russell 2000 (Russell): 242.40

  • S&P 500 Index (SPX): 597.53

  • Philadelphia Semiconductor Index (SOX): 4,988.28

  • CBOE Volatility Index (VIX): 14.60


Volatility Assessment Framework

Applying our comprehensive volatility assessment framework, we evaluate the factors influencing market dynamics to provide an updated outlook.

1. Geopolitical Environment

  • Middle East Developments:

    • Ceasefire Negotiations: Progress continues in ceasefire talks between Israel and Hezbollah. Officials are optimistic about reaching an agreement within days, which could alleviate regional tensions.

    • U.S. Policy Stability: The nomination of Scott Bessent as U.S. Treasury Secretary has been positively received, signaling continuity and reassuring markets.

  • Impact on VIX: Easing geopolitical tensions contribute to reduced market uncertainty, supporting a lower volatility environment.

2. Global Economic Environment

  • Economic Indicators:

    • Supply Chain Stabilization: Global supply chains show signs of recovery, with positive Purchasing Managers' Index (PMI) readings reflecting industrial growth.

    • Steady Growth: Consumer spending remains robust, and inflation expectations are anchored, supporting stable GDP growth forecasts.

  • Impact on VIX: A stabilizing macroeconomic backdrop lowers the probability of volatility spikes due to economic shocks.

3. Central Bank Policies

  • Federal Reserve Stance:

    • Neutral Monetary Policy: The Federal Reserve maintains its current policy stance, with no immediate changes to interest rates anticipated.

    • Inflation Monitoring: Fed officials continue to monitor inflation and employment data closely, but no aggressive policy shifts are expected in the near term.

  • Impact on VIX: Predictable central bank actions reduce uncertainty, which tends to suppress implied volatility levels.

4. U.S. Corporate Earnings Results

  • Recent Earnings Highlights:

    • Zoom Communications:

      • Reported third-quarter adjusted earnings of $1.38 per share on revenue of $1.18 billion, surpassing analyst expectations.

      • Raised fiscal 2025 revenue guidance, reflecting strong demand for its AI-driven communication platforms.

    • Bath & Body Works:

      • Shares surged 18% after the company exceeded earnings and sales forecasts.

      • Reported net income of $106 million, with sales increasing to $1.610 billion, signaling strong consumer demand.

    • Macy's:

      • Delayed its third-quarter earnings release due to an internal accounting issue involving concealed expenses.

      • While concerning, the issue appears isolated and has not significantly impacted overall market sentiment.

  • Impact on VIX: Positive earnings reports from major companies enhance investor confidence, reducing the demand for protective hedging and contributing to lower volatility.

5. Stock Market Performance

  • Index Performance and Divergences:

    • Outperformance of Dow and Russell 2000:

      • The Dow Jones Industrial Average and Russell 2000 have outperformed the NASDAQ and S&P 500in recent sessions.

      • This rotation suggests investors are favoring value-oriented and small-cap stocks over growth-oriented sectors.

    • Underperformance of NASDAQ and SPX:

      • Growth and technology sectors are lagging, indicating a potential shift in investor risk appetite.

  • Historical Context and Warning Signs:

    • Pre-Correction Patterns:

      • Historically, when the Dow and Russell outperform while the SOX underperforms, it can signal an impending market correction.

      • Investors may be moving toward defensive positions, reflecting caution about future market conditions.

  • Impact on VIX: These divergences introduce underlying market risks that could lead to increased volatility if conditions deteriorate.

6. Stock Market Volatility

  • VIX Analysis:

    • Current Level: The VIX closed at 14.60, below its 200-day moving average of 14.89, indicating low market fear.

    • Moving Averages:

      • 5-day MA: 14.12

      • 20-day MA: 13.46

      • 60-day MA: 16.25

  • Interpretation: The VIX's position below long-term averages suggests complacency, but the potential for volatility remains if underlying risks materialize.

7. Seasonality

  • Year-End Trends:

    • Seasonal Optimism: Historically, markets experience reduced volatility and positive performance heading into the year-end due to holiday optimism and portfolio rebalancing.

  • Impact on VIX: Seasonal factors support continued low volatility in the short term.

SOX Performance as a Leading Indicator

  • Recent SOX Performance:

    • The Philadelphia Semiconductor Index has declined approximately 15.9% from its peak of 5,931.83 to 4,988.28.

    • This decline indicates weakness in the semiconductor sector, which is critical to technology and broader market performance.

  • Warning Signs:

    • Technology Sector Vulnerability: As the SOX underperforms, it may signal weakening momentum in the technology sector, potentially leading to broader market impacts.

    • Historical Precedence: Similar patterns have preceded past market corrections, where a declining SOX served as an early indicator.

  • Implications for Investors:

    • Close monitoring of the SOX is advised. Continued weakness could foreshadow increased volatility and market downturns.

    • The divergence between the SOX and other indices highlights the need for cautious portfolio positioning.

Volatility Outlook

Based on the comprehensive assessment and integration of historical patterns, our outlook is:

Moderate Increase in Volatility

  • Expected VIX Range: 16 – 18 over the next 7 to 14 days.

  • Justification:

    • SOX Weakness: The decline in the SOX suggests potential challenges in the technology sector, which could elevate market volatility.

    • Index Divergences: The outperformance of defensive indices (Dow and Russell) against growth indices (NASDAQ and SPX) may indicate shifting investor sentiment, historically associated with pre-correction phases.

    • Potential Catalysts:

      • Any negative developments in Middle East negotiations could reignite geopolitical risks.

      • Upcoming economic data releases that disappoint expectations may unsettle markets.

      • Further declines in technology and semiconductor stocks could exacerbate volatility.


While current market conditions exhibit signs of stability, underlying indicators point to emerging risks. The combination of SOX underperformance and index divergences suggests that investors should prepare for a moderate increase in volatility in the coming weeks. It is prudent to reassess risk exposures and consider strategies that protect against potential market downturns.


Disclaimer: This report is for informational purposes only and does not constitute financial advice. Market conditions can change rapidly, and past performance is not indicative of future results. Investors should conduct their own research or consult a financial advisor before making investment decisions.

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